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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-11-14 |
| TX | RA | APPROVED | 2019-11-01 |
Branch Locations
322 E. Capitol Ave, Springfield, IL 62701 • United States
2601 Chatham Rd, Springfield, IL 62704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sws Financial Services | Springfield | IL | 01/2013 | 10/2019 |
| Infinex Investments, Inc. | Meriden | CT | 11/2019 | Present |
| Illinois National Bank | Springfield | IL | 01/2013 | Present |
1) ST. JOSEPH'S CHURCH - NOT INVESTMENT RELATED - CHATHAM IL - RELIGIOUS/CHURCH - MEMBER FINANCE COUNSEL FOR PARISH - 06/01/2008 - PROVIDE FINANCIAL MANAGEMENT GUIDANCE TO PASTOR - 0 COMPENSATION - 0 HRS DURING BUSINESS HRS - 2 HRS DURING NON BUSINESS HRS - NO CONFLICTS OF INTEREST. 2) INB WEALTH STRATEGIES - SPRINGFIELD IL - CPA/TAX RETURN PREP - 70 HRS (01/15 - 04/15) DURING BUSINESS HRS - 80 HRS (01/15 - 04/15) DURING NON BUSINESS HRS - NO CONFLICTS OF INTEREST. 3)ILLINOIS NATIONAL BANK - NOT INVESTMENT RELATED - SPRINGFIELD IL - BANK - SENIOR VICE PRESIDENT - 01/02/2013 - BANKING SOURCES - 1 HR/DAY DURING BUSINESS HRS - 4 HRS/WEEK DURING BUSINESS HRS - NO CONFLICTS OF INTEREST. 4) Chatham Police Pension Fund - Governmental Body-Village of Chatham IL Police Pension Fund - Vice President of Police Pension Fund. Serve to provide oversight and management of a third party money manager responsible for the pension fund's assets - Vice President, Board Member - no compensation - 0 hours during business hours - 2 hours, 6 times a year during non-business hours - start date 02/01/2017 - Chatham, IL - no conflicts of interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-10 |
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