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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-14
TX RA APPROVED 2019-11-01
  • IL RA
    APPROVED
    Since 2019-11-14
  • TX RA
    APPROVED
    Since 2019-11-01

Branch Locations

322 E. Capitol Ave, Springfield, IL 62701 • United States

2601 Chatham Rd, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sws Financial Services Springfield IL 01/2013 10/2019
Infinex Investments, Inc. Meriden CT 11/2019 Present
Illinois National Bank Springfield IL 01/2013 Present
  • 01/2013 → 10/2019
    Sws Financial Services
    Springfield, IL
  • 11/2019 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 01/2013 → Present
    Illinois National Bank
    Springfield, IL
Previous Registrations
  • 2013-01-03 → 2019-11-05
    Dallas, TX
    Springfield, IL
    Chatham, IL
    Springfield, IL
    Springfield, IL
  • 2010-06-04 → 2013-01-04
    Avantax Advisory Services
    Springfield, IL
  • 2005-10-18 → 2010-05-13
    Springfield, IL
    Springfield, IL
    Springfield, IL
Other Businesses

1) ST. JOSEPH'S CHURCH - NOT INVESTMENT RELATED - CHATHAM IL - RELIGIOUS/CHURCH - MEMBER FINANCE COUNSEL FOR PARISH - 06/01/2008 - PROVIDE FINANCIAL MANAGEMENT GUIDANCE TO PASTOR - 0 COMPENSATION - 0 HRS DURING BUSINESS HRS - 2 HRS DURING NON BUSINESS HRS - NO CONFLICTS OF INTEREST. 2) INB WEALTH STRATEGIES - SPRINGFIELD IL - CPA/TAX RETURN PREP - 70 HRS (01/15 - 04/15) DURING BUSINESS HRS - 80 HRS (01/15 - 04/15) DURING NON BUSINESS HRS - NO CONFLICTS OF INTEREST. 3)ILLINOIS NATIONAL BANK - NOT INVESTMENT RELATED - SPRINGFIELD IL - BANK - SENIOR VICE PRESIDENT - 01/02/2013 - BANKING SOURCES - 1 HR/DAY DURING BUSINESS HRS - 4 HRS/WEEK DURING BUSINESS HRS - NO CONFLICTS OF INTEREST. 4) Chatham Police Pension Fund - Governmental Body-Village of Chatham IL Police Pension Fund - Vice President of Police Pension Fund. Serve to provide oversight and management of a third party money manager responsible for the pension fund's assets - Vice President, Board Member - no compensation - 0 hours during business hours - 2 hours, 6 times a year during non-business hours - start date 02/01/2017 - Chatham, IL - no conflicts of interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-10
  • S66 Uniform Combined State Law Examination
    2005-08-10
Designations
Other Names
  • Chris M. Parks
  • Christopher Parks

View on SEC IAPD

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