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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-11
MD RA APPROVED 2025-06-10
  • TX RA
    APPROVED
    Since 2025-06-11
  • MD RA
    APPROVED
    Since 2025-06-10

Branch Locations

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 02/2025 Present
Encore Global Baltimore MD 10/2019 02/2025
East Carolina University Greenville NC 08/2018 05/2019
Unemployed Perry Hall MD 05/2019 10/2019
Hilton Hotels And Resorts Greenville NC 07/2018 08/2018
East Carolina University Greenville NC 08/2017 07/2018
Get A Clue Games Llc Nottingham MD 07/2017 08/2017
Unemployed Perry Hall MD 06/2017 07/2017
East Carolina University Greenville NC 08/2016 06/2017
Bank Of America, N.A. Hunt Valley MD 07/2026 Present
  • 02/2025 → Present
    Hunt Valley, MD
  • 10/2019 → 02/2025
    Encore Global
    Baltimore, MD
  • 08/2018 → 05/2019
    East Carolina University
    Greenville, NC
  • 05/2019 → 10/2019
    Unemployed
    Perry Hall, MD
  • 07/2018 → 08/2018
    Hilton Hotels And Resorts
    Greenville, NC
  • 08/2017 → 07/2018
    East Carolina University
    Greenville, NC
  • 07/2017 → 08/2017
    Get A Clue Games Llc
    Nottingham, MD
  • 06/2017 → 07/2017
    Unemployed
    Perry Hall, MD
  • 08/2016 → 06/2017
    East Carolina University
    Greenville, NC
  • 07/2026 → Present
    Bank Of America, N.A.
    Hunt Valley, MD
Other Businesses

I*: 2215300 Name: Mood Swings Big Band NON-INVESTMENT RELATED BUSINESS Address: Baltimore MD My position: saxophone player Start Date of Relationship: July 2019 Hours Per Month - 4 hrs wkly Hours dedicated during securities trading hours: 0 Duties include: Mood Swings Big Band is an event band. We play weddings, conferences, fundraisers, and other events as a vendor. Playing the saxophone (Tenor, Alto, or Bari), Attending rehearsals, Providing song ideas, performing at events where the band is hired as a vendor, assisting with audio system set-up when using our own gear.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-10
  • S66 Uniform Combined State Law Examination
    2025-06-10

View on SEC IAPD

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