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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-11 |
| MD | RA | APPROVED | 2025-06-10 |
Branch Locations
11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 02/2025 | Present |
| Encore Global | Baltimore | MD | 10/2019 | 02/2025 |
| East Carolina University | Greenville | NC | 08/2018 | 05/2019 |
| Unemployed | Perry Hall | MD | 05/2019 | 10/2019 |
| Hilton Hotels And Resorts | Greenville | NC | 07/2018 | 08/2018 |
| East Carolina University | Greenville | NC | 08/2017 | 07/2018 |
| Get A Clue Games Llc | Nottingham | MD | 07/2017 | 08/2017 |
| Unemployed | Perry Hall | MD | 06/2017 | 07/2017 |
| East Carolina University | Greenville | NC | 08/2016 | 06/2017 |
| Bank Of America, N.A. | Hunt Valley | MD | 07/2026 | Present |
I*: 2215300 Name: Mood Swings Big Band NON-INVESTMENT RELATED BUSINESS Address: Baltimore MD My position: saxophone player Start Date of Relationship: July 2019 Hours Per Month - 4 hrs wkly Hours dedicated during securities trading hours: 0 Duties include: Mood Swings Big Band is an event band. We play weddings, conferences, fundraisers, and other events as a vendor. Playing the saxophone (Tenor, Alto, or Bari), Attending rehearsals, Providing song ideas, performing at events where the band is hired as a vendor, assisting with audio system set-up when using our own gear.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-10 |
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