Serena M Stauffer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-09-23

PA RA
APPROVED

Since 2025-09-23

Branch Locations

1605 N. Cedar Crest Blvd. #515, Allentown, PA 18104-2312 • United States

3101 Emrick Blvd Ste 217, Bethlehem, PA 18020 • United States

Palmerton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dunkin	Palmerton	PA	11/2021	10/2022
Lighthouse Christain Academy	Lions	PA	08/2015	06/2023
Lehigh Carbon Community College	Schnecksville	PA	05/2022	12/2023
Kutztown University	Kutztown	PA	01/2024	05/2025
Lpl Financial	Allentown	PA	02/2025	Present

11/2021 → 10/2022

Dunkin

Palmerton, PA
08/2015 → 06/2023

Lighthouse Christain Academy

Lions, PA
05/2022 → 12/2023

Lehigh Carbon Community College

Schnecksville, PA
01/2024 → 05/2025

Kutztown University

Kutztown, PA
02/2025 → Present

Lpl Financial

Allentown, PA

Other Businesses

1) 08/06/2025 - One Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location (s) - Start Date:08/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading. - 100% time spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-22

S66 Uniform Combined State Law Examination

2025-09-22

Other Names

Serena Stauffer

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

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