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Account
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1331 17Th Street Suite 800, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-05-12 |
Branch Locations
1331 17Th Street Suite 800, Denver, CO 80202 • United States
725 N Main Street, Moab, UT 84532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiv Realty | St. George | UT | 10/2024 | 05/2026 |
| Farm Bureau Financial Services | Cedar City | UT | 03/2024 | 09/2024 |
| Cedar City Motor Company | Cedar City | UT | 03/2023 | 02/2024 |
| Cinch It | Cedar City | UT | 10/2021 | 02/2023 |
| Bk Bookkeeping | Cedar City | UT | 05/2020 | 12/2023 |
| State Bank Of Southern Utah | Cedar City | UT | 10/2018 | 04/2020 |
| Desert Rivers Credit Union | Moab | UT | 01/2012 | 10/2018 |
| Hornor, Townsend & Kent, Llc | Wilmington | DE | 03/2025 | 05/2026 |
| Maia Wealth | Denver | CO | 05/2026 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: WAHWEAP INSURANCE | POSITION HELD: ASSISTANT | ADDRESS: 331 N 100 W, CEDAR CITY, UT 84721 | START DATE: 03/17/2025 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 80 | DESCRIPTION OF DUTIES: ASSIST WITH INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) FIV REALTY | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: ACCOUNTANT | ADDRESS: 2866 E CHURCH OAK DR, ST GEORGE, UT 84790 | START DATE: 10/21/2024 | NATURE OF ACTIVITY: REALTY BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: BOOKKEEPING & ACCOUNTING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-03 |
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