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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-13 |
| MI | RA | APPROVED | 2010-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF EQUITABLE NETWORK. 9440 NORTH SHELDON ROAD LLC, SOLE MEMBER, HOLDS OFFICE BUILDING, JUNE 2008 0 HOURS PER MONTH. REALTY BENEFIT SERVICES, SALES ASSOCIATE, JAN 2008, 4 HOURS PER MONTH. BINDER FINANCIAL SERVICES LLC, SOLE MEMBER, FOR ACCOUNTING PURPOSES, JUNE 2008, 0 HOURS PER MONTH. DERGALIS ASSOCIATES LLC, SALES ASSOCIATE, PROVIDES GROUP BENEFITS AND INDIVIDUAL HEALTHCARE, JANUARY 2008, 4 HOURS PER MONTH. ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER. ADVISOR IS TRUSTEE FOR MICHAEL FISHER JENNINGS. ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER. ADVISOR IS THIRD IN LINE SUCCESSOR TRUSTEE FOR MOTHER-IN-LAW LORETTA HENZE. MAINSTREET FINANCIAL SERVICES JOE BINDER LLC, OWNER, AUG 2021, ONE HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-11 |
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