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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-02
SC RA APPROVED 2025-10-02
  • NY RA
    APPROVED
    Since 2025-10-02
  • SC RA
    APPROVED
    Since 2025-10-02

Branch Locations

Tega Cay, SC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-28
SC RA APPROVED 2025-05-28
  • NY RA
    APPROVED
    Since 2025-05-28
  • SC RA
    APPROVED
    Since 2025-05-28

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 09/2014 06/2022
Cadaret, Grant & Co., Inc. Syracuse NY 06/2022 09/2025
Lpl Financial Llc Fort Mill SC 05/2025 Present
Lpl Enterprise Llc Fort Mill SC 09/2025 Present
Previous Registrations
  • 2022-06-16 → 2025-09-25
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
  • 2014-11-04 → 2022-06-14
    Mt. Sinai, NY
    Fort Mill, SC
  • 2011-11-24 → 2014-09-22
    Purchase, NY
    Jersey City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-22
  • S66 Uniform Combined State Law Examination
    2011-11-22

View on SEC IAPD

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