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Robert Maki

LPl Financial LLC

Fort Mill, SC

CRD 3163247

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-09-21
  • SC RA
    APPROVED
    Since 2018-09-21

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Iselin NJ 03/2006 09/2018
Metlife Securities Inc Iselin NJ 03/2006 09/2018
Mml Investors Services, Llc Charlotte NC 03/2017 09/2018
Lpl Financial Llc Fort Mill SC 09/2018 Present
  • 03/2006 → 09/2018
    Metropolitan Life Insurance Company
    Iselin, NJ
  • 03/2006 → 09/2018
    Metlife Securities Inc
    Iselin, NJ
  • 03/2017 → 09/2018
    Mml Investors Services, Llc
    Charlotte, NC
  • 09/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-18
  • S66 Uniform Combined State Law Examination
    2018-08-18
Other Names
  • Robert Zoltan Maki
  • Bob Maki

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC

Nearby Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

More in Fort Mill, SC

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