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Daniel Philip Werkowitch

LPl Financial LLC

Fort Mill, SC

Overland Park, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-08-16
TX RA APPROVED 2021-08-16
  • KS RA
    APPROVED
    Since 2021-08-16
  • TX RA
    APPROVED
    Since 2021-08-16

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

10908 W 105Th St, Overland Park, KS 66214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 03/2013 08/2021
Lpl Financial Llc Fort Mill SC 08/2021 Present
  • 03/2013 → 08/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 08/2021 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2013-03-28 → 2021-08-26
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
  • 2009-10-05 → 2012-05-16
    Ameriprise Financial Services, Llc
    Minneapolis, MN
    Kansas City, MO
    Kansas City, MO
    Leawood, KS
  • 2003-07-09 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Kansas City, MO
    Kansas City, MO
  • 2002-04-02 → 2002-09-18
    Ameriprise Financial Services, Llc
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-01
  • S66 Uniform Combined State Law Examination
    2002-04-01

View on SEC IAPD

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EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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