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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
SC RA APPROVED 2018-09-25
NC RA APPROVED 2014-11-05
  • TX RA
    APPROVED
    Since 2025-07-01
  • SC RA
    APPROVED
    Since 2018-09-25
  • NC RA
    APPROVED
    Since 2014-11-05

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mill SC 09/2014 Present
  • 09/2014 → Present
    Lpl Financial
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-05
S63 Uniform Securities Agent State Law Examination 1999-01-19
  • S65 Uniform Investment Adviser Law Examination
    2014-11-05
  • S63 Uniform Securities Agent State Law Examination
    1999-01-19

View on SEC IAPD

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