Paul Carmen Panuccio

LPl Financial LLC

CRD 3158739

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-01
SC	RA	APPROVED	2018-09-25
NC	RA	APPROVED	2014-11-05

TX RA
APPROVED

Since 2025-07-01
SC RA
APPROVED

Since 2018-09-25
NC RA
APPROVED

Since 2014-11-05

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Fort Mill	SC	09/2014	Present

09/2014 → Present

Lpl Financial

Fort Mill, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-05
S63	Uniform Securities Agent State Law Examination	1999-01-19

S65 Uniform Investment Adviser Law Examination

2014-11-05
S63 Uniform Securities Agent State Law Examination

1999-01-19

View on SEC IAPD

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ALPESH JITENDRA PATEL

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Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

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