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Jeffery Arnez Ferguson

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-07-25
FL RA APPROVED 2017-09-19
  • SC RA
    APPROVED
    Since 2018-07-25
  • FL RA
    APPROVED
    Since 2017-09-19

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tampa FL 09/2017 Present
Invest Financial Corp Tampa FL 03/1987 09/2017
  • 09/2017 → Present
    Lpl Financial Llc
    Tampa, FL
  • 03/1987 → 09/2017
    Invest Financial Corp
    Tampa, FL
Previous Registrations
  • 2017-06-19 → 2017-09-19
    Invest Financial Corporation
    Gainesville, GA
    Center Moriches, NY
    Naples, FL
    Sarasota, FL
    Baden, PA
    Beaver, PA
    Beaver Falls, PA
    Belle Vernon, PA
    Uniontown, PA
    Conneaut Lake, PA
    Conneautville, PA
    Coraopolis, PA
    Erie, PA
    Farell, PA
    Greenville, PA
    Greensburg, PA
    Greensburg, PA
    Greensburg, PA
    Grove City, PA
    Grove City, PA
    Jamestown, PA
    Johnstown, PA
    Koppel, PA
    Mcmurray, PA
    Meyersdale, PA
    New Brighton, PA
    New Castle, PA
    North Huntington, PA
    Oil City, PA
    Pittsburgh, PA
    Sheakleyville, PA
    Spartansburg, PA
    Chesterland, OH
    Hubbard, OH
    Mentor, OH
    Austintown, OH
    Youngstown, OH
    Beaver Falls, PA
    Pittsburgh, PA
    Rural Valley, PA
    Youngstown, OH
    Northern Cambria, PA
    Latrobe, PA
    Salisbury, PA
    Rockwood, PA
    Tampa, FL
    Atlanta, GA
    Altoona, PA
    Marietta, GA
    Nashville, TN
    Acworth, GA
    Chadds Ford, PA
    Norwalk, CT
    Appleton, WI
    Vermilion, OH
    Cape Coral, FL
    South Windsor, CT
    North Palm Beach, FL
    Frisco, TX
    Boca Raton, FL
    Stuart, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-27
S65 Uniform Investment Adviser Law Examination 2017-06-10
  • S63 Uniform Securities Agent State Law Examination
    2017-10-27
  • S65 Uniform Investment Adviser Law Examination
    2017-06-10

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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