Jeffery Arnez Ferguson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → Present
  Lpl Financial Llc
  Tampa, FL
• 03/1987 → 09/2017
  Invest Financial Corp
  Tampa, FL

Previous Registrations

• 2017-06-19 → 2017-09-19
  Invest Financial Corporation
  Gainesville, GA
  Center Moriches, NY
  Naples, FL
  Sarasota, FL
  Baden, PA
  Beaver, PA
  Beaver Falls, PA
  Belle Vernon, PA
  Uniontown, PA
  Conneaut Lake, PA
  Conneautville, PA
  Coraopolis, PA
  Erie, PA
  Farell, PA
  Greenville, PA
  Greensburg, PA
  Greensburg, PA
  Greensburg, PA
  Grove City, PA
  Grove City, PA
  Jamestown, PA
  Johnstown, PA
  Koppel, PA
  Mcmurray, PA
  Meyersdale, PA
  New Brighton, PA
  New Castle, PA
  North Huntington, PA
  Oil City, PA
  Pittsburgh, PA
  Sheakleyville, PA
  Spartansburg, PA
  Chesterland, OH
  Hubbard, OH
  Mentor, OH
  Austintown, OH
  Youngstown, OH
  Beaver Falls, PA
  Pittsburgh, PA
  Rural Valley, PA
  Youngstown, OH
  Northern Cambria, PA
  Latrobe, PA
  Salisbury, PA
  Rockwood, PA
  Tampa, FL
  Atlanta, GA
  Altoona, PA
  Marietta, GA
  Nashville, TN
  Acworth, GA
  Chadds Ford, PA
  Norwalk, CT
  Appleton, WI
  Vermilion, OH
  Cape Coral, FL
  South Windsor, CT
  North Palm Beach, FL
  Frisco, TX
  Boca Raton, FL
  Stuart, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-10-27
• S65 Uniform Investment Adviser Law Examination
  2017-06-10