Sean Carter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Bank Of America, N.A.
  Hunt Valley, MD
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 09/2015 → 08/2020
  Franklin High School
  Reisterstown, MD
• 08/2020 → 08/2022
  University Of Maryland Baltimore County
  Catonsville, MD
• 08/2022 → 05/2024
  University Of Maryland College Park
  College Park, MD
• 05/2024 → 10/2024
  Unemployed
  White Marsh, MD
• 10/2024 → 01/2025
  Bankers Life
  Glen Burnie, MD
• 05/2021 → 09/2023
  American Pool
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2025-05-28

Other Names

• Sean Sidney Carter