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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-16
MD RA APPROVED 2025-09-10
  • TX RA
    APPROVED_RES
    Since 2025-09-16
  • MD RA
    APPROVED
    Since 2025-09-10

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 01/2025 Present
Mlm Home Improvement Towson MD 01/2024 01/2025
Southern National Roofing Columbia MD 12/2023 02/2024
Albright College Reading PA 02/2020 02/2022
Towson University Towson MD 02/2022 09/2023
Sheppard Pratt Health Systems Towson MD 01/2014 02/2020
Sheppard Pratt Health Systems Towson MD 02/2024 03/2024
Four Twelve Roofing Baltimore MD 05/2022 12/2023
  • 01/2025 → Present
    Hunt Valley, MD
  • 01/2024 → 01/2025
    Mlm Home Improvement
    Towson, MD
  • 12/2023 → 02/2024
    Southern National Roofing
    Columbia, MD
  • 02/2020 → 02/2022
    Albright College
    Reading, PA
  • 02/2022 → 09/2023
    Towson University
    Towson, MD
  • 01/2014 → 02/2020
    Sheppard Pratt Health Systems
    Towson, MD
  • 02/2024 → 03/2024
    Sheppard Pratt Health Systems
    Towson, MD
  • 05/2022 → 12/2023
    Four Twelve Roofing
    Baltimore, MD
Other Businesses

I*:2183266 Name: MLM Home Improvement LLC Investment-related: No Address: Towson MD Nature of the other business: Home Improvement Title, or relationship with the other business: Roofer Start date of your relationship:18-Dec-2024 Approximate number of hours/month you devote to the other business: 8 hrs wkly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I help homeowners get roofing replacements through home owner insurance and get a commission on the job if they choose to work with me.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-04
  • S66 Uniform Combined State Law Examination
    2025-09-04

View on SEC IAPD

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