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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-16
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2023-06-16
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

65 Lasalle Road Suite 200 & 316, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities West Hartford CT 11/2014 03/2017
Mml Investors Services, Llc West Hartford CT 03/2017 Present
Mass Mutual Life Insurance Company West Hartford CT 07/2016 Present
  • 11/2014 → 03/2017
    Metlife Securities
    West Hartford, CT
  • 03/2017 → Present
    West Hartford, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    West Hartford, CT
Previous Registrations
  • 2014-11-12 → 2017-03-25
    Msi Financial Services, Inc.
    West Hartford, CT
  • 2013-07-09 → 2014-11-03
    Farmington, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-20
S63 Uniform Securities Agent State Law Examination 2006-11-25
  • S65 Uniform Investment Adviser Law Examination
    2013-03-20
  • S63 Uniform Securities Agent State Law Examination
    2006-11-25
Other Names
  • Douglas D'ANdrea

View on SEC IAPD

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