Connor Lawrence Duffy

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-03-17

MN RA
APPROVED

Since 2026-03-17

Branch Locations

6996 France Avenue South Suite 100, Edina, MN 55435 • United States

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Door County Creamery	Sister Bay	WI	05/2016	11/2025
Charles Schwab & Co, Inc	Edina	MN	01/2025	Present
Charles Schwab Bank, Ssb	Edina	MN	01/2025	Present

05/2016 → 11/2025

Door County Creamery

Sister Bay, WI
01/2025 → Present

Charles Schwab & Co, Inc

Edina, MN
01/2025 → Present

Charles Schwab Bank, Ssb

Edina, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-17

S66 Uniform Combined State Law Examination

2026-03-17

View on SEC IAPD

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