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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-24 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Williamsville | NY | 08/2025 | Present |
| The Westin | Buffalo | NY | 05/2025 | Present |
| Northwestern Mutual | Buffalo | NY | 02/2025 | 05/2025 |
| Good Neighbors Fcu | Depew | NY | 01/2023 | 01/2025 |
| The Curtiss Hotel | Buffalo | NY | 07/2018 | 12/2018 |
| Buffalo Metropolitan Fcu | Buffalo | NY | 11/2017 | 01/2023 |
| First Niagara/Keybank | Lockport | NY | 06/2016 | 11/2017 |
| Twentieth Century Club | Buffalo | NY | 08/2019 | 03/2020 |
1. 08/12/2025 - MARIAH ASHLEY HINES N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Buffalo, NY - INV REL - Start Date 08/12/2025 - 160hrs/mth | 160hrs during trading 2. 08/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Buffalo, NY - INV REL - Start Date 08/12/2025 - 160hrs/mth | 160hrs during trading 3. 08/12/2025 - The Westin - Outside/W-2 Employment - Buffalo, NY - NOT INV REL - Start Date 05/16/2025 - 24hrs/mth | 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-24 |
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