Randy Patrick Ekenberg

Northland Securities, Inc.

Minneapolis, MN

Minneapolis, MN

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Current Employers

Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2019-09-30
MN	RA	APPROVED	2019-09-27

WI RA
APPROVED

Since 2019-09-30
MN RA
APPROVED

Since 2019-09-27

Branch Locations

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	St. Paul	MN	10/2013	11/2018
Unemployed	Bloomington	MN	12/2018	09/2019
Northland Securities, Inc.	Minneapolis	MN	10/2019	Present

10/2013 → 11/2018

U.S. Bancorp Investments, Inc.

St. Paul, MN
12/2018 → 09/2019

Unemployed

Bloomington, MN
10/2019 → Present

Northland Securities, Inc.

Minneapolis, MN

Previous Registrations

2013-10-11 → 2018-12-03

U.S. Bancorp Investments, Inc.

Saint Paul, MN
2011-01-03 → 2012-03-19

Wells Fargo Clearing Services, Llc

St. Louis, MO

St. Louis, MO

Minneapolis, MN
2010-04-16 → 2011-01-03

Wells Fargo Investments, Llc

Minneapolis, MN
2007-09-04 → 2008-09-03

Wells Fargo Investments, Llc

Edina, MN
2006-01-23 → 2007-02-26

Chase Investment Services Corp.

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-22

S66 Uniform Combined State Law Examination

2005-09-22

View on SEC IAPD

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