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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-14 |
| MN | RA | APPROVED | 2021-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Miami | FL | 06/2009 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 01/2019 | Present |
I*4523270 Entity Type: N/A Name of OBA: Washington County MN Address: Stillwater, Minnesota, 55082 Investment Related: No Position, Title, Association: Poll/Election Worker Employee Start Date: 08/03/2026 Number of Hours: 30, Yearly Number of Hours during trading: 15, Yearly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-01 |
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