David Lau

Current Employers

Employment History

• 11/2024 → Present
  Hicks & Mann Wealth Management Llc
  Cincinnati, OH
• 05/2018 → 11/2024
  Western & Southern Financial Group
  Cincinnati, OH
• 05/2016 → 08/2017
  The Reynolds And Reynolds Company
  Dayton, OH
• 08/2015 → 04/2019
  Miami University
  Oxford, OH
• 08/2016 → 05/2017
  Miami University Package Center
  Oxford, OH
• 08/2017 → 05/2018
  Miami University Best Library
  Oxford, OH
• 08/2025 → 09/2025
  Avantax Investment Services Inc.
  Cincinnati, OH
• 08/2025 → 09/2025
  Avantax Advisory Services
  Cincinnati, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Cincinnati, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) Hicks & Mann Wealth Management LLC; Wealth Operations Assistant; Hicks & Mann offers investment planning, retirement planning, tax planning, tax preparation, and financial planning services.; Yes; 80; 65; 11/11/2024; 1335 Main St Cincinnati OH 45202; Assisting advisors with meeting notes and client follow-up.  Conducting market research at the request of an advisor. Reviewing client accounts to ensure they are in order. Contacting leads to set-up appointments with advisors. Helping advisors prepare for client review meetings. 2) Hicks & Mann Wealth Management LLC (1); Wealth Operations Assistant; Hicks & Mann offers investment planning, retirement planning, tax planning, tax preparation, and financial planningservices.; No; 80; 65; 11/11/2024; 1335 Main St Cincinnati OH 45202; Review previous year tax returns for pertinent information. Prepare current year federal, state, and local tax returns. Review tax returns with clients. Amend previous year tax returns as necessary. Contact tax clients to collect necessary personal information for filing tax returns.

Exams

• S66 Uniform Combined State Law Examination
  2025-12-04

Other Names

• David Michael Lau
• David M Lau