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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
| CO | RA | APPROVED | 2025-06-06 |
Branch Locations
201 E. Las Animas Street Suite 103, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Colorado Springs | CO | 12/2024 | 05/2025 |
| Montana State University | Bozeman | MT | 08/2016 | 05/2020 |
| Pikes Peak State College | Colorado Springs | CO | 01/2021 | 08/2022 |
| University Of Colorado | Colorado Springs | CO | 08/2022 | 05/2024 |
| Smith's Grocery | Bozeman | MT | 06/2017 | 09/2017 |
| Conveyabull Trucking | Bozeman | MT | 09/2017 | 12/2017 |
| Ressler Toyota | Bozeman | MT | 06/2018 | 08/2018 |
| Dark Horse Outfitters | Bozeman | MT | 09/2018 | 03/2019 |
| North Creek Landscaping | Bozeman | MT | 05/2019 | 10/2019 |
| Yellowstone Club | Big Sky | MT | 12/2016 | 01/2021 |
| Pyramid Construction Inc | Colorado Springs | CO | 03/2020 | 12/2024 |
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 05/2025 | Present |
| Springs Wealth Group | Colorado Springs | CO | 05/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Colorado Springs | CO | 06/2025 | Present |
(1)Name of Business: Outdoor Lifestyle Strategies Address: 201 E Las Animas St Ste 103, Colorado Springs, CO, 80903-2164, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/05/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Team advisor (2)Name of Business: Spitting Moose Investments LLC Address: 3075 Janitell Rd, STE 200, Colorado Springs, CO, 80906, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Ticket sales through Stubhub, axs, facebook, and ticketmaster (3)Name of Business: Spitting Moose Racing LLC Address: 3075 Janitell Rd\n155, Colorado Springs, CO, 80906, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/01/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sales and account acquisition, sales are primarily after business and trading hours (4)Name of Business: Spitting Moose Ranch LLC Address: 3547 County Road 100, Florissant, CO, 80816, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 09/12/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fence Maintenance, property management, and agriculture (5)Name of Business: Springs Wealth Group Address: 201 E Las Animas St Ste 103, Colorado Springs, CO, 80903-2164, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/05/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Team advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-04 |
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