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Jonathan Stults

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-08
CA RA APPROVED 2025-03-14
  • TX RA
    APPROVED_RES
    Since 2025-05-08
  • CA RA
    APPROVED
    Since 2025-03-14

Branch Locations

1200 Ne Broadway St, Portland, OR 97232 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Linn OR 02/2017 Present
Ross San Francsico CA 11/2016 02/2017
Jewish Vocational Services San Francisco CA 08/2016 11/2016
Bank Of America, N.A. West Linn OR 03/2025 Present
  • 02/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Linn, OR
  • 11/2016 → 02/2017
    Ross
    San Francsico, CA
  • 08/2016 → 11/2016
    Jewish Vocational Services
    San Francisco, CA
  • 03/2025 → Present
    Bank Of America, N.A.
    West Linn, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-27
  • S66 Uniform Combined State Law Examination
    2024-06-27

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
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