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Alexander Baler

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-18
  • CO RA
    APPROVED
    Since 2025-06-18

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Denver CO 12/2024 Present
Jones & Company Stuart FL 02/2022 10/2023
Deline Box & Display Denver CO 12/2020 01/2022
Sushi Den Denver CO 07/2021 09/2021
Bluefins Sushi & Sake Bar Chatham MA 06/2016 09/2020
Yarmouth Oyster Farms Yarmouth MA 06/2014 10/2024
  • 12/2024 → Present
    Ubs Financial Services
    Denver, CO
  • 02/2022 → 10/2023
    Jones & Company
    Stuart, FL
  • 12/2020 → 01/2022
    Deline Box & Display
    Denver, CO
  • 07/2021 → 09/2021
    Sushi Den
    Denver, CO
  • 06/2016 → 09/2020
    Bluefins Sushi & Sake Bar
    Chatham, MA
  • 06/2014 → 10/2024
    Yarmouth Oyster Farms
    Yarmouth, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
  • S66 Uniform Combined State Law Examination
    2025-06-18
Other Names
  • Alex Baler

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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