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9 Granite Street, Westerly, RI 02891 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-12-20 |
| TX | RA | APPROVED | 2024-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc. | Westerly | RI | 11/2024 | Present |
| Washington Trust Company | Providence | RI | 06/2021 | 11/2024 |
| Alpha Analytical | Mansfield | MA | 08/2018 | 06/2021 |
| University Of Rhode Island | Kingston | RI | 09/2008 | 12/2019 |
| Sensata Technologies | Attleboro | MA | 11/2014 | 07/2017 |
| New England Professional Planning Group | Westerly | RI | 12/2024 | Present |
(1)Name of Business: New England Professional Planning Group Address: 9 Granite St, Westerly, RI, 02891-2207, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 12/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor. (2)Name of Business: Professional Planning Group Address: 9 Granite St, Westerly, RI, 02891-2207, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Trading, client service, and client reviews. (3)Name of Business: Wood River Health Services Address: 823 Main Street, Hope Valley, RI, 02832, United States Activity Type: Non-profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/07/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve on the Board of Directors that oversees Wood River Health Services, a Federally qualified health center. I also serve on the finance committee which assists the Board in its oversight responsibilities related to fiscal management.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-03 |
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