Mark D Anastasia

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-29
NY	RA	APPROVED	2024-06-14

TX RA
APPROVED_RES

Since 2024-10-29
NY RA
APPROVED

Since 2024-06-14

Branch Locations

3820 Sheridan Drive, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
L&M Financial Serivces	Amherst	NY	07/2004	Present
Securities America, Inc	Amherst	NY	02/2009	06/2024
Securities America Advisors, Inc.	Amherst	NY	11/2009	06/2024
Osaic Wealth, Inc.	Amherst	NY	06/2024	Present

07/2004 → Present

L&M Financial Serivces

Amherst, NY
02/2009 → 06/2024

Securities America, Inc

Amherst, NY
11/2009 → 06/2024

Securities America Advisors, Inc.

Amherst, NY
06/2024 → Present

Osaic Wealth, Inc.

Amherst, NY

Previous Registrations

2021-06-06 → 2024-06-14

Securities America Advisors, Inc.

Amherst, NY

Other Businesses

L&M GROUP LTD POSITION: Insurance Agent NATURE: L&M Group LTD - Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/10/2016 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226 DESCRIPTION: L&M Group Ltd - Insurance Sales

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-10-26

S63 Uniform Securities Agent State Law Examination

2009-10-26

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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