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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Horizon Bank | Huntsville | AL | 07/2023 | 05/2025 |
| Avadian Credit Union | Huntsville | AL | 09/2021 | 06/2023 |
| Regions Bank | Huntsville | AL | 09/2019 | 08/2021 |
| Enterprise Holdings | Florence | AL | 11/2017 | 08/2019 |
| State Farm | Florence | AL | 09/2015 | 07/2017 |
| University Of North Alabama | Florence | AL | 08/2017 | 12/2017 |
| Redstone Federal Credit Union | Huntsville | AL | 05/2025 | Present |
| Lpl Financial | Huntsville | AL | 06/2025 | Present |
1. 06/12/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Redstone Brokerage Services - Investment Related - At Reported Business Location(s) - Start Date 10/23/2021 - 160 Hrs/Mth - 8 Hrs During Trading 2. 06/12/2025 - Alabama Notary - Notary - Investment Related - At Reported Business Location(s) - Start Date 10/23/2021 - 0 Hrs/Mth - 0 Hrs During Trading 3. 12/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Redstone Federal Credit Union - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-14 |
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