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Nickolas Jeffrey Walton

LPl Financial LLC

Huntsville, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-12
  • AL RA
    APPROVED
    Since 2025-06-12

Branch Locations

220 Wynn Dr Nw, Huntsville, AL 35893 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Horizon Bank Huntsville AL 07/2023 05/2025
Avadian Credit Union Huntsville AL 09/2021 06/2023
Regions Bank Huntsville AL 09/2019 08/2021
Enterprise Holdings Florence AL 11/2017 08/2019
State Farm Florence AL 09/2015 07/2017
University Of North Alabama Florence AL 08/2017 12/2017
Redstone Federal Credit Union Huntsville AL 05/2025 Present
Lpl Financial Huntsville AL 06/2025 Present
  • 07/2023 → 05/2025
    First Horizon Bank
    Huntsville, AL
  • 09/2021 → 06/2023
    Avadian Credit Union
    Huntsville, AL
  • 09/2019 → 08/2021
    Regions Bank
    Huntsville, AL
  • 11/2017 → 08/2019
    Enterprise Holdings
    Florence, AL
  • 09/2015 → 07/2017
    State Farm
    Florence, AL
  • 08/2017 → 12/2017
    University Of North Alabama
    Florence, AL
  • 05/2025 → Present
    Redstone Federal Credit Union
    Huntsville, AL
  • 06/2025 → Present
    Lpl Financial
    Huntsville, AL
Previous Registrations
  • 2024-12-16 → 2025-05-30
    First Horizon Advisors, Inc.
    Madison, AL
    Memphis, TN
Other Businesses

1. 06/12/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Redstone Brokerage Services - Investment Related - At Reported Business Location(s) - Start Date 10/23/2021 - 160 Hrs/Mth - 8 Hrs During Trading 2. 06/12/2025 - Alabama Notary - Notary - Investment Related - At Reported Business Location(s) - Start Date 10/23/2021 - 0 Hrs/Mth - 0 Hrs During Trading 3. 12/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Redstone Federal Credit Union - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-14
  • S66 Uniform Combined State Law Examination
    2024-12-14
Other Names
  • Nick Walton

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