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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-28
TX RA APPROVED 2025-01-15
  • CT RA
    APPROVED
    Since 2025-10-28
  • TX RA
    APPROVED
    Since 2025-01-15

Branch Locations

4 N Main St, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chattanooga TN 10/2024 Present
Unemployed Conway MA 01/2022 10/2024
Us Air Force Westfield MA 05/2017 12/2021
Atlantic Furniture South Deerfield MA 06/2018 01/2019
The Republican Springfield MA 09/2015 02/2018
Bank Of America, N.A. Chattanooga TN 01/2025 Present
  • 10/2024 → Present
    Chattanooga, TN
  • 01/2022 → 10/2024
    Unemployed
    Conway, MA
  • 05/2017 → 12/2021
    Us Air Force
    Westfield, MA
  • 06/2018 → 01/2019
    Atlantic Furniture
    South Deerfield, MA
  • 09/2015 → 02/2018
    The Republican
    Springfield, MA
  • 01/2025 → Present
    Bank Of America, N.A.
    Chattanooga, TN
Other Businesses

I*: 2100345 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Old Orchard Beach, ME 04064 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/16/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Manage the property until May 2025 at which time it will be completely run by a property manager full time I*: 2100346 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Old Orchard Beach, ME 04064 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/09/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: Rental property will be managed completely by a property manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-02
  • S66 Uniform Combined State Law Examination
    2025-01-02
Other Names
  • Brian J Fitzsimmons
  • Brian Joseph Fitzsimmons

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