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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Overland Park | KS | 05/2005 | 04/2021 |
| Ivy Funds Distributor Inc | Overland Park | KS | 08/2010 | 04/2021 |
| Fidelity Investments | Overland Park | KS | 06/2021 | 10/2021 |
| Ae Financial Services, Llc | Topeka | KS | 11/2021 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 11/2021 | Present |
AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614; REGISTERED INVESTMENT ADVISOR; DIRECTOR OF WEALTH; START DATE 11/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-29 |
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