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Inactive

Charles Otto Gillespie

Castle Coast Wealth, LLC

La Jolla, CA

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Current Employers
Castle Coast Wealth, Llc

4225 Executive Square Suite 1030, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-06
TX RA APPROVED 2019-12-05
  • CA RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2019-12-05

Branch Locations

4225 Executive Square Suite 1030, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc La Jolla CA 04/2018 09/2018
William Litton Dba Litton Financial La Jolla CA 11/2017 12/2018
Charles O Gillespie Dba Litton Financial Services La Jolla CA 01/2019 12/2019
Castle Coast Wealth, Llc (Fka Litton Financial, Llc) La Jolla CA 01/2020 Present
Lpl Financial, Llc La Jolla CA 02/2014 11/2017
  • 04/2018 → 09/2018
    Lpl Financial, Llc
    La Jolla, CA
  • 11/2017 → 12/2018
    William Litton Dba Litton Financial
    La Jolla, CA
  • 01/2019 → 12/2019
    Charles O Gillespie Dba Litton Financial Services
    La Jolla, CA
  • 01/2020 → Present
    Castle Coast Wealth, Llc (Fka Litton Financial, Llc)
    La Jolla, CA
  • 02/2014 → 11/2017
    Lpl Financial, Llc
    La Jolla, CA
Previous Registrations
  • 2019-01-29 → 2021-01-29
    Litton Financial
    La Jolla, CA
  • 2018-05-09 → 2019-10-04
    Lpl Financial Llc
    La Jolla, CA
    San Diego, CA
  • 2012-07-02 → 2014-01-24
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    San Diego, CA
  • 2012-03-07 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
Other Businesses

Independent Insurance Agent; spends less than 5% of time on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-08
S63 Uniform Securities Agent State Law Examination 2018-04-19
S66 Uniform Combined State Law Examination 2011-08-12
  • S65 Uniform Investment Adviser Law Examination
    2018-05-08
  • S63 Uniform Securities Agent State Law Examination
    2018-04-19
  • S66 Uniform Combined State Law Examination
    2011-08-12

View on SEC IAPD

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