Charles Otto Gillespie

Employer firm

Castle Coast Wealth, LLC CRD 298439

$424M regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 09/2018
  Lpl Financial, Llc
  La Jolla, CA
• 11/2017 → 12/2018
  William Litton Dba Litton Financial
  La Jolla, CA
• 01/2019 → 12/2019
  Charles O Gillespie Dba Litton Financial Services
  La Jolla, CA
• 01/2020 → Present
  Castle Coast Wealth, Llc (Fka Litton Financial, Llc)
  La Jolla, CA
• 02/2014 → 11/2017
  Lpl Financial, Llc
  La Jolla, CA

Previous Registrations

• 2019-01-29 → 2021-01-29
  Litton Financial
  La Jolla, CA
• 2018-05-09 → 2019-10-04
  Lpl Financial Llc
  La Jolla, CA
  San Diego, CA
• 2012-07-02 → 2014-01-24
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  San Diego, CA
• 2012-03-07 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA

Other Businesses

Independent Insurance Agent; spends less than 5% of time on this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-08
• S63 Uniform Securities Agent State Law Examination
  2018-04-19
• S66 Uniform Combined State Law Examination
  2011-08-12