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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
MN RA APPROVED 2025-01-16
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • MN RA
    APPROVED
    Since 2025-01-16

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Minneapolis MN 09/2024 Present
Wells Fargo Bank Minneapolis MN 04/2013 07/2024
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-15
  • S66 Uniform Combined State Law Examination
    2025-01-15
Other Names
  • John Zmuda

View on SEC IAPD

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