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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services Inc | Montpelier | VT | 02/2025 | Present |
| National Life Group | Latham | NY | 01/2025 | Present |
| Miller Energy Inc. | Saratoga Springs | NY | 03/2023 | Present |
| Core Tech Industrial Corporation | Ballston Spa | NY | 06/2019 | 03/2023 |
| Red Door Realty Ny | Halfmoon | NY | 07/2023 | Present |
| Serenity Real Estate Team | Latham | NY | 04/2023 | 07/2023 |
| Diamond Key Realty Ny | Watervliet | NY | 07/2022 | 04/2023 |
| Hazen Enterprises | Potsdam | NY | 08/2018 | 05/2019 |
| Clarkson University | Potsdam | NY | 11/2018 | 03/2019 |
| The Fulton Group | Pulaski | NY | 05/2018 | 01/2019 |
| Petersen Guadagnolo Consult Engineers | Syracuse | NY | 05/2017 | 08/2017 |
| Mitten Manufacturing | Syracuse | NY | 05/2016 | 05/2018 |
*THOROUGHBRED ADVISORS,421 TROY SCHENECTADY RD,LATHAM,NY 12110,01/01/2025,INV REL,AGENT,DURING TRD/HRS,100%*SUNFISH HOLDINGS LLC, 12 TIMBERWICK DR., CLIFTON PARK, NY 12065,04/01/2024,ONGOING, INV REL,NOT DURING TRD/HRS,MANAGER, REAL ESTATE,0*RED DOOR REALTY NY,4 JONES RD,HALFMOON, NY 12065,07/2023,ONGOING,INV REL,NOT DURING TRD/HRS, REAL ESTATE, SALES PERSON. 0%*SEAN RELYEA,12 TIMBERWICK DR.,CLIFTON PARK, NY 12065,INV REL,NOT DURING TRD/HRS, RENTAL PROPERTIES, OWNER, 0%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-01 |
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