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Luke Sweeney Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
MD RA APPROVED 2025-03-06
  • TX RA
    APPROVED
    Since 2025-03-17
  • MD RA
    APPROVED
    Since 2025-03-06

Branch Locations

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Hunt Valley MD 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 09/2024 Present
Doordash Baltimore MD 03/2022 08/2024
Unemployed Baltimore MD 06/2019 02/2022
Anne Arundel Community College Arnold MD 10/2018 05/2019
Vintage Warehouse Timonium MD 02/2016 09/2018
University Of Maryland, Baltimore County Baltimore MD 01/2010 12/2016
  • 05/2026 → Present
    Bank Of America, N.A.
    Hunt Valley, MD
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valley, MD
  • 03/2022 → 08/2024
    Doordash
    Baltimore, MD
  • 06/2019 → 02/2022
    Unemployed
    Baltimore, MD
  • 10/2018 → 05/2019
    Anne Arundel Community College
    Arnold, MD
  • 02/2016 → 09/2018
    Vintage Warehouse
    Timonium, MD
  • 01/2010 → 12/2016
    University Of Maryland, Baltimore County
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-04
  • S66 Uniform Combined State Law Examination
    2025-03-04
Other Names
  • Luke Smith

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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