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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-01-01 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
21 1St St Sw 1St Fl, Rochester, MN 55902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Rochester | MN | 09/2024 | Present |
| Wells Fargo Bank, Na | Rochester | MN | 09/2024 | Present |
| First Alliance Credit Union | Rochester | MN | 02/2021 | 08/2024 |
| Wells Fargo Bank, Na | Rochester | MN | 01/2016 | 08/2017 |
| Wells Fargo Bank, Na | Rochester | MN | 08/2017 | 10/2018 |
| Wells Fargo Bank, Na | Rochester | MN | 10/2018 | 11/2019 |
| Wells Fargo Bank, Na | Rochester | MN | 11/2019 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-03 |
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