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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-12-07 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Brentwood, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Papillion | NE | 07/2015 | 11/2017 |
| Raymond James Financial Services Advisors Inc. | Papillion | NE | 12/2015 | 11/2017 |
| Pinnacle Financial Services | Papillon | NE | 07/2015 | 11/2017 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 2011-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-02 |
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