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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-06
IN RA APPROVED 2013-05-03
  • TX RA
    APPROVED_RES
    Since 2023-11-06
  • IN RA
    APPROVED
    Since 2013-05-03

Branch Locations

11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Carmel IN 05/2013 Present
Ups Indianapolis IN 08/2016 Present
Previous Registrations
Other Businesses

(1) Name of Business: Address: 8430 New London Ct, Indianapolis, IN, 46256, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/14/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the property to be rented

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-19
S63 Uniform Securities Agent State Law Examination 2005-06-24
  • S65 Uniform Investment Adviser Law Examination
    2009-05-19
  • S63 Uniform Securities Agent State Law Examination
    2005-06-24
Other Names
  • Todd I Polackin

View on SEC IAPD

Other Firms

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