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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-23
  • NY RA
    APPROVED
    Since 2026-04-23

Branch Locations

8118 Transit Road, Amherst, NY 14221 • United States

1250 Pittsford Victor Rd - Bldg 200 Suite 190, Pittsford, NY 14534-9500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Buffalo NY 11/2022 10/2024
Full Time Education Boston MA 08/2021 05/2022
Full Time Education Niagara University NY 08/2017 05/2021
Gh Bass Niagara Falls NY 10/2015 08/2017
Ann Taylor Loft Niagara Falls NY 05/2021 08/2021
J. Crew Niagara Falls NY 06/2022 10/2022
Charles Schwab & Co., Inc. Amherst NY 10/2024 Present
Charles Schwab Bank, Ssb Amherst NY 10/2024 Present
  • 11/2022 → 10/2024
    M&T Bank
    Buffalo, NY
  • 08/2021 → 05/2022
    Full Time Education
    Boston, MA
  • 08/2017 → 05/2021
    Full Time Education
    Niagara University, NY
  • 10/2015 → 08/2017
    Gh Bass
    Niagara Falls, NY
  • 05/2021 → 08/2021
    Ann Taylor Loft
    Niagara Falls, NY
  • 06/2022 → 10/2022
    J. Crew
    Niagara Falls, NY
  • 10/2024 → Present
    Amherst, NY
  • 10/2024 → Present
    Charles Schwab Bank, Ssb
    Amherst, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-23
  • S66 Uniform Combined State Law Examination
    2026-04-23

View on SEC IAPD

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