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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-09 |
Branch Locations
2687 44Th Street Se, Kentwood, MI 49512 • United States
161 Madison Ave Ste 230, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors, Llc | Kentwood | MI | 09/2024 | Present |
| Cornerstone Financial | Morristown | NJ | 01/2021 | Present |
| Zyntex Inc | Somerset | NJ | 10/2020 | 03/2022 |
| Unemployed | Somerset | NJ | 04/2020 | 09/2020 |
| Irhythm Inc | New York | NY | 04/2019 | 04/2020 |
| Infusystem Inc | New York | NY | 01/2013 | 04/2019 |
Business Name: Cornerstone Financial Services Group, LLC - Investment Related: Yes - Address: 161 Madison Ave Ste 230, Morristown, NJ - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 9/25/2024 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: FHG Financial Services - Investment Related: Yes - Address: 161 Madison Ave Ste 230, Morristown, NJ - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 3/12/2025 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Floor and Décor - Investment Related: No - Address: 109 Nassau Park Blvd, Princeton, NJ - Nature of Business: Retail - Title or Relationship: Sales Associate - Start Date: 2/2024 - Hours per month: 60 - Hours per month during trading hours: 130 - Duties: Educate customers on flooring options, load and unload merchandise and stock shelves.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-21 |
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