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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-04-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Toledo | OH | 02/2021 | Present |
| Pnc Bank | Sylvania | OH | 02/2020 | 01/2021 |
| Target | Toledo | OH | 11/2014 | 01/2020 |
| Fifth Third Securities | Toledo | OH | 08/2024 | Present |
DoorDash - Toledo, OH - food delivery - driver - 60 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------ King of Clubs - 4476 Monroe St Toledo OH 43613 - poker room - dealer - 60 hrs/m o(0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-01 |
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