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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
Branch Locations
405 West 3Rd Street Suite 301, Thibodaux, LA 70301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Estate Law & Financial Services Of Louisiana, Llc | Thibodaux | LA | 09/2020 | Present |
| Bureau Of Ocean Energy Management | New Orleans | LA | 11/2015 | Present |
| Massmutual | Springfield | MA | 03/2020 | 06/2020 |
| Avantax Advisory Services | Thibodaux | LA | 09/2024 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) BUREAU OF OCEAN ENERGY MANAGEMENT POSITION: Advisor NATURE: Advise the Bureau of Ocean Energy Management, a government entity, on its regulatory rights and obligations to enforce operating activities on government land leases operated by offshore oil and gas companies. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/29/2015 ADDRESS: 1201 Elmwood Park Boulevard, New Orleans LA 70123 DESCRIPTION: Advise management on their rights against oil and gas industry lease holders who have filed bankruptcy and are at risk of defaulting on their obligations under their government granted leased land operating activities. Review newly proposed regulations for its impact to the government and its interest in the offshore oil and gas industry. Review legal documents and filings submitted by oil and gas industry lease holders for thoroughness and compliance with regulations. 2) ESTATE LAW & FINANCIAL SERVICES OF LOUISIANA, LLC POSITION: Member NATURE: The consultation of individual clients regarding their estate planning matters. Activities include drafting, executing, and filing Wills, Trusts, Powers of Attorney, Healthcare Directives, and Probate documents. INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 40 START DATE: 09/11/2020 ADDRESS: 405 W 3rd St, Suite C, Thibodaux LA 70301 DESCRIPTION: As the Member and sole practitioner of the estate planning law office, I handle all aspects of the business, including client intake, consultation, plan development, execution, and client representation. I will be a referring representative for Avantax related financial and wealth management services. 3) ARCENEAUX ESTATE PLANNING POSITION: Member NATURE: The consultation of individual clients regarding their estate planning matters. Activities include drafting, executing, and filing Wills, Trusts, Powers of Attorney, Healthcare Directives, and Probate documents. INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 40 START DATE: 09/11/2020 ADDRESS: 405 W 3rd St, Suite C, Thibodaux LA 70301 DESCRIPTION: As the Member and sole practitioner of the estate planning law office, I handle all aspects of the business, including client intake, consultation, plan development, execution, and client representation. I will be a referring representative for Avantax related financial and wealth management services. 4) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Agent NATURE: Avantax Insurance Entities for selling Avantax approved Insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/20/2025 ADDRESS: 405 W 3rd St, Thibodaux LA 70301, United States DESCRIPTION: Offer and sale of insurance products through Avantax Insurance Entities that are approved through Avantax featuredpartners
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