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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Iselin | NJ | 03/2025 | Present |
| Mml Investors Services, Llc | Iselin | NJ | 07/2025 | Present |
| Nylife Securities, Llc | New York | NY | 09/2024 | 01/2025 |
| Walmart | Lumberton | NJ | 06/2009 | 11/2024 |
NAME: RISK AND INSURANCE ASSOCIATES INV REL: Y ADD: 186 WOOD AVE S, SUITE 301, ISELIN NJ 08830 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/14/2025 No. HR/MO: 4 No. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: LIFE INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-06 |
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