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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-03-04
  • ND RA
    APPROVED
    Since 2025-03-04

Branch Locations

4431 Memorial Hwy, Mandan, ND 58554 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Speedee Delivery Bismarck ND 06/2020 08/2020
Rio Lawn Care Mandan ND 06/2021 08/2021
Rio Lawn Care Mandan ND 06/2022 08/2022
Dakota Business Solutions Mandan ND 10/2016 Present
Student Mandan ND 09/2014 10/2016
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2025 Present
  • 06/2020 → 08/2020
    Speedee Delivery
    Bismarck, ND
  • 06/2021 → 08/2021
    Rio Lawn Care
    Mandan, ND
  • 06/2022 → 08/2022
    Rio Lawn Care
    Mandan, ND
  • 10/2016 → Present
    Dakota Business Solutions
    Mandan, ND
  • 09/2014 → 10/2016
    Student
    Mandan, ND
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: HEINERT LEGACY; INVESTMENT RELATED: NO; ADDRESS: MANDAN, ND 58554; NATURE OF BUSINESS: REAL ESTATE; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OVERSEEING THE PROPERTIES; 2. NAME OF OTHER BUSINESS: LUX WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE AND INVESTMENT SERVICES; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: SELL INSURANCE, INVESTMENTS, AND ADVISORY; 3. NAME OF OTHER BUSINESS: DAKOTA BUSINESS SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: MANDAN, ND 58554; NATURE OF BUSINESS: OFFICE EQUIPMENT; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SALES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-26
  • S66 Uniform Combined State Law Examination
    2025-02-26

View on SEC IAPD

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