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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-30
CO RA APPROVED 2025-09-26
  • TX RA
    APPROVED
    Since 2025-10-30
  • CO RA
    APPROVED
    Since 2025-09-26

Branch Locations

2791 N Gate Blvd, Colorado Springs, CO 80921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Denver CO 09/2024 07/2025
Animal Emergency And Specialty Center Parker CO 08/2018 Present
Animal Er Care Colorado Springs CT 11/2022 09/2024
Wheat Ridge Animal Hospital Wheat Ridge CO 04/2021 11/2022
Littleton Equine Medical Center Littleton CO 08/2017 08/2018
Wisconsin Equine Clinic And Hospital Oconomowoc WI 02/2017 08/2017
Counntryside Animal Clinic Madison WI 01/2016 07/2017
Nylife Securities Llc Denver CO 03/2025 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colorado Springs CO 07/2025 Present
Veterinary System Services, Inc. Denver CO 01/2018 12/2019
Bank Of America, N.A. Colorado Springs CO 09/2025 Present
  • 09/2024 → 07/2025
    New York Life Insurance Company
    Denver, CO
  • 08/2018 → Present
    Animal Emergency And Specialty Center
    Parker, CO
  • 11/2022 → 09/2024
    Animal Er Care
    Colorado Springs, CT
  • 04/2021 → 11/2022
    Wheat Ridge Animal Hospital
    Wheat Ridge, CO
  • 08/2017 → 08/2018
    Littleton Equine Medical Center
    Littleton, CO
  • 02/2017 → 08/2017
    Wisconsin Equine Clinic And Hospital
    Oconomowoc, WI
  • 01/2016 → 07/2017
    Counntryside Animal Clinic
    Madison, WI
  • 03/2025 → 07/2025
    Nylife Securities Llc
    Denver, CO
  • 07/2025 → Present
    Colorado Springs, CO
  • 01/2018 → 12/2019
    Veterinary System Services, Inc.
    Denver, CO
  • 09/2025 → Present
    Bank Of America, N.A.
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26

View on SEC IAPD

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