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Kerianne Elyse Cummings

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-11
  • OH RA
    APPROVED
    Since 2026-03-11

Branch Locations

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Cincinnati OH 09/2024 Present
Triage Travel Nursing Loveland OH 03/2021 09/2024
Personal Time Off Maineville OH 01/2021 03/2021
The Wildflower Cafe Mason OH 05/2018 12/2020
Full Time Education Oxford OH 08/2014 05/2018
Smoothie King Loveland OH 08/2015 08/2017
  • 09/2024 → Present
    Ubs Financial Services
    Cincinnati, OH
  • 03/2021 → 09/2024
    Triage Travel Nursing
    Loveland, OH
  • 01/2021 → 03/2021
    Personal Time Off
    Maineville, OH
  • 05/2018 → 12/2020
    The Wildflower Cafe
    Mason, OH
  • 08/2014 → 05/2018
    Full Time Education
    Oxford, OH
  • 08/2015 → 08/2017
    Smoothie King
    Loveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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