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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-10 |
Branch Locations
Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arroyo Grande High School | Arroyo Grande | CA | 01/2014 | 04/2017 |
| Fitness 19 | Arroyo Grande | CA | 04/2017 | 07/2020 |
| Epic Entertainment | Grover Beach | CA | 04/2018 | Present |
| E.W. Scripps | San Luis Obispo | CA | 11/2023 | 09/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
| Almost Famous Entertainment | San Diego | CA | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE INSURANCE, SECURITIES AND FINANCIAL PLANNING START DATE: 09/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SECURITIES, BUSINESS AND FINANCAIL PLANNING 2. NAME OF OTHER BUSINESS: EPIC ENTERTAINMENT INVESTMENT RELATED: NO ADDRESS: GROVER BEACH, CA NATURE OF BUSINESS: ENTERTAINMENT WEDDINGS AND EVENTS START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: DISC JOCKEY APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DISC JOCKEY PROVIDING MUSIC FOR EVENTS 3. NAME OF OTHER BUSINESS: ALMOST FAMOUS ENTERTAINMENT; INVESTMENT RELATED: NO; ADDRESS: 702 FIFTH AVE SAN DIEGO, CA 92123; NATURE OF BUSINESS: ENTERTAINMENT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: DJ/MC; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DJ AND MC AT WEDDINGS AND EVENTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-27 |
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