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Salvador E Guzman

Cetera Investment Advisers LLC

San Diego, CA

CRD 7975445

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-10
  • CA RA
    APPROVED
    Since 2025-01-10

Branch Locations

Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arroyo Grande High School Arroyo Grande CA 01/2014 04/2017
Fitness 19 Arroyo Grande CA 04/2017 07/2020
Epic Entertainment Grover Beach CA 04/2018 Present
E.W. Scripps San Luis Obispo CA 11/2023 09/2024
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
Almost Famous Entertainment San Diego CA 01/2024 Present
  • 01/2014 → 04/2017
    Arroyo Grande High School
    Arroyo Grande, CA
  • 04/2017 → 07/2020
    Fitness 19
    Arroyo Grande, CA
  • 04/2018 → Present
    Epic Entertainment
    Grover Beach, CA
  • 11/2023 → 09/2024
    E.W. Scripps
    San Luis Obispo, CA
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
  • 01/2024 → Present
    Almost Famous Entertainment
    San Diego, CA
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE INSURANCE, SECURITIES AND FINANCIAL PLANNING START DATE: 09/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SECURITIES, BUSINESS AND FINANCAIL PLANNING 2. NAME OF OTHER BUSINESS: EPIC ENTERTAINMENT INVESTMENT RELATED: NO ADDRESS: GROVER BEACH, CA NATURE OF BUSINESS: ENTERTAINMENT WEDDINGS AND EVENTS START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: DISC JOCKEY APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DISC JOCKEY PROVIDING MUSIC FOR EVENTS 3. NAME OF OTHER BUSINESS: ALMOST FAMOUS ENTERTAINMENT; INVESTMENT RELATED: NO; ADDRESS: 702 FIFTH AVE SAN DIEGO, CA 92123; NATURE OF BUSINESS: ENTERTAINMENT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: DJ/MC; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DJ AND MC AT WEDDINGS AND EVENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-27
  • S66 Uniform Combined State Law Examination
    2024-11-27
Other Names
  • Salvador Guzman
  • Sal Guzman
  • Salvador E Guzman

View on SEC IAPD

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