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Phillip Swann

J.P. Morgan Securities LLC

Stillwater, MN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-20
TX RA APPROVED 2026-02-20
  • MN RA
    APPROVED
    Since 2026-02-20
  • TX RA
    APPROVED
    Since 2026-02-20

Branch Locations

5907 Neal Ave N, Stillwater, MN 55082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Stillwater MN 02/2026 Present
Jpmorgan Chase Bank, N.A. Stillwater MN 02/2026 Present
Farmers Financial Solutions, Llc Rochester MN 01/2026 02/2026
Farmers Insurance Rochester MN 07/2025 02/2026
New York Life Insurance Edina MN 09/2024 07/2025
Nylife Securities Llc Edina MN 08/2024 07/2025
Unemployed Minneapolis MN 04/2024 07/2024
Cogent Communications Minneapolis MN 02/2023 03/2024
At&T Minneapolis MN 02/2022 03/2023
Commitel Solutions Patterson NJ 02/2021 02/2022
Best Buy Minneapolis MN 09/2019 02/2022
Unemployed Fort Lauderdale FL 01/2018 08/2019
Ericsson Inc Fort Lauderdale FL 06/2010 12/2017
  • 02/2026 → Present
    J.P. Morgan Securities Llc
    Stillwater, MN
  • 02/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Stillwater, MN
  • 01/2026 → 02/2026
    Farmers Financial Solutions, Llc
    Rochester, MN
  • 07/2025 → 02/2026
    Farmers Insurance
    Rochester, MN
  • 09/2024 → 07/2025
    New York Life Insurance
    Edina, MN
  • 08/2024 → 07/2025
    Nylife Securities Llc
    Edina, MN
  • 04/2024 → 07/2024
    Unemployed
    Minneapolis, MN
  • 02/2023 → 03/2024
    Cogent Communications
    Minneapolis, MN
  • 02/2022 → 03/2023
    At&T
    Minneapolis, MN
  • 02/2021 → 02/2022
    Commitel Solutions
    Patterson, NJ
  • 09/2019 → 02/2022
    Best Buy
    Minneapolis, MN
  • 01/2018 → 08/2019
    Unemployed
    Fort Lauderdale, FL
  • 06/2010 → 12/2017
    Ericsson Inc
    Fort Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-27
S63 Uniform Securities Agent State Law Examination 2025-01-29
  • S65 Uniform Investment Adviser Law Examination
    2025-12-27
  • S63 Uniform Securities Agent State Law Examination
    2025-01-29
Other Names
  • Philip C Swann
  • Phillip Cleophas A Swann

View on SEC IAPD

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Other Investors

JESSE ANDREW BENGTSON
JILL MAUREEN BRETT
RYAN DENNIS NAATJES
ANTHONY HOWARD THOLE
TIMOTHY JAMES HANSEN
JEFFREY PAUL BERGH
Nikolas Rhett Neuman
Randon Reginald Dauman

Other Offices

RBC CAPITAL MARKETS, LLC · STILLWATER, MN
LPL FINANCIAL LLC · STILLWATER, MN
MORGAN STANLEY · STILLWATER, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STILLWATER, MN
LPL FINANCIAL LLC · Stillwater, MN
IMPERATIVE MANAGEMENT LLC · STILLWATER, MN
EDWARD JONES · STILLWATER, MN
STILLWATER ASSET MANAGEMENT, LLC · STILLWATER, MN

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