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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-05
NC RA APPROVED 2025-09-11
  • TX RA
    APPROVED
    Since 2026-03-05
  • NC RA
    APPROVED
    Since 2025-09-11

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Winston-Salem NC 08/2024 Present
United States Attorney's Office - Mdnc Greensboro NC 02/2019 07/2024
J Crew Mercantile Winston Salem NC 10/2018 01/2019
United States House Of Representatives Washington DC 11/2016 09/2019
Unemployed - Post Grad School Washington DC 08/2016 11/2016
Loft Washington DC 11/2016 08/2017
Par Time Student - Penn State University State College PA 01/2022 05/2024
  • 08/2024 → Present
    Winston-Salem, NC
  • 02/2019 → 07/2024
    United States Attorney's Office - Mdnc
    Greensboro, NC
  • 10/2018 → 01/2019
    J Crew Mercantile
    Winston Salem, NC
  • 11/2016 → 09/2019
    United States House Of Representatives
    Washington, DC
  • 08/2016 → 11/2016
    Unemployed - Post Grad School
    Washington, DC
  • 11/2016 → 08/2017
    Loft
    Washington, DC
  • 01/2022 → 05/2024
    Par Time Student - Penn State University
    State College, PA
Other Businesses

HIGHLAND PRESBYTERIAN CHURCH; NOT INVESTMENT RELATED; WINSTON SALEM, NC; FINANCE COMMITTEE MEMBER; 01/19/2025; 10 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; MANAGING CHURCH FINANCES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
  • S66 Uniform Combined State Law Examination
    2025-09-11
Other Names
  • Megan Lee Pettus

View on SEC IAPD

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