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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-23 |
Branch Locations
1355 S. Colorado Blvd Suite 406, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Denver | CO | 01/2008 | Present |
| Mml Investors Services | Denver | CO | 01/2008 | 05/2017 |
| Financial Advocates Investment Management | Glendale | CO | 05/2017 | Present |
(1)NAME: ADVOCARE INDEPENDENT DISTRIBUTER INV REL: N ADD: 1410 S. ELIZABETH STREET NATURE:NUTRITIONAL SUPPLEMENTS POSITION:OWNER START DATE:2000 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: CO-DISTRIBUTER WITH SPOUSE (JILL BARGHELAME) (2)NAME: IZAK'S COLLEGE FUND, LLC, BARGHELAME FAMILY, LLC, BWA, LLC, JILLS, LLC, IJA, LLC, IMB, LLC INV REL: Y ADD: 1410 S. ELIZABETH STREET, DENVER, CO 80210 NATURE: INVESTMENT REAL ESTATE POSITION:OWNER START DATE:2004 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING:10 DESCRIBE DUTIES:IDENTIFY PROPERTIES/MANAGE OR HIRE MANAGER FOR EACH PROPERTY (3)NAME: BARGHELAME WEALTH ADVISORS INV REL: Y ADD:4600 SOUTH ULSTER STREET, SUITE 1200, DENVER, CO 80237 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES/AGENT START DATE: 2/06 NO. HR/MO:10 NO. HR/MO DURING SEC TRADING: 10 (4) 04/11/2022; BWA Financial - DBA name only for Financial Advocates Investment Management (FAIM)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-05 |
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