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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

5892 Main St, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co. Williamsville NY 10/2015 07/2025
Sc Parker & Co., Inc. Williamsville NY 10/2015 02/2019
Sc Parker Llc Williamsville NY 02/2019 Present
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 10/2015 → 07/2025
    Cadaret, Grant & Co.
    Williamsville, NY
  • 10/2015 → 02/2019
    Sc Parker & Co., Inc.
    Williamsville, NY
  • 02/2019 → Present
    Sc Parker Llc
    Williamsville, NY
  • 07/2025 → Present
    Williamsville, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
    Williamsville, NY
    Williamsville, NY
    Williamsville, NY
Other Businesses

1. 07/10/2025- SC Parker LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/05/2015- 160 Hours Per Month- 160 Hours During Trading 2. 07/10/2025- SC Parker LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/05/2015- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-11
  • S66 Uniform Combined State Law Examination
    2005-08-11
Designations

View on SEC IAPD

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