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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-25
CA RA APPROVED 2026-02-24
  • TX RA
    APPROVED
    Since 2026-08-25
  • CA RA
    APPROVED
    Since 2026-02-24

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

111 E Yorba Linda Blvd, Placentia, CA 92870 • United States

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Garden Grove CA 12/2019 12/2022
Jpmorgan Chase Bank, N.A. Garden Grove CA 12/2019 12/2022
Unemployed Anaheim CA 11/2015 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2024 02/2026
Unemployed Anaheim CA 01/2023 03/2024
Bank Of America N.A. Newport Beach CA 05/2024 02/2026
Wells Fargo Clearing Services, Llc Irvine CA 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-01
  • S66 Uniform Combined State Law Examination
    2020-07-01

View on SEC IAPD

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