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Inactive

Yu Wu

Tpg Financial Advisors, LLC

Portland, OR

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Current Employers
Tpg Financial Advisors, Llc

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-03-13
  • OR RA
    APPROVED
    Since 2023-03-13

Branch Locations

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tpg Financial Advisors, Llc Portland OR 08/2022 Present
N/A N/A OR 06/2022 07/2022
Roi Financial Advisors, Llc Beaverton OR 09/2020 05/2022
Lincoln Financial Group Salt Lake City UT 12/2019 08/2020
N/A N/A UT 05/2019 12/2019
Abie English Anqing 12/2018 04/2019
N/A N/A 07/2018 11/2018
Ef Education First Shanghai 12/2015 06/2018
  • 08/2022 → Present
    Tpg Financial Advisors, Llc
    Portland, OR
  • 06/2022 → 07/2022
    N/A
    N/A, OR
  • 09/2020 → 05/2022
    Roi Financial Advisors, Llc
    Beaverton, OR
  • 12/2019 → 08/2020
    Lincoln Financial Group
    Salt Lake City, UT
  • 05/2019 → 12/2019
    N/A
    N/A, UT
  • 12/2018 → 04/2019
    Abie English
    Anqing
  • 07/2018 → 11/2018
    N/A
    N/A
  • 12/2015 → 06/2018
    Ef Education First
    Shanghai
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-13
  • S65 Uniform Investment Adviser Law Examination
    2023-03-13
Other Names
  • Cathy Wu

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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