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Steven Edward Harrigan

Regal Investment Advisors LLC

Kentwood, MI

Blue Bell, PA

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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-12-12
  • PA RA
    APPROVED
    Since 2019-12-12

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

325 Sentry Parkway Building 5 West, Suite 200, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Senior Advisors King Of Prussia PA 08/2009 12/2025
Regal Investment Advisors, Llc Kentwood MI 12/2019 Present
Other Businesses

Business Name: Independent Insurance Agent - Investment Related: Yes - Address: 325 Sentry Parkway Building 5 West, Ste 200, Blue Bell, PA 19422 - Nature of Business: Insurance - Title or Relationship: Insurance Agent - Start Date: 8/2009 - Hours per month: 80 - Hours per month during trading hours: 80 - Duties: Provide insurance services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-08
  • S65 Uniform Investment Adviser Law Examination
    2019-04-08

View on SEC IAPD

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