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Ye Yao

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Honolulu, HI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
WA RA APPROVED 2021-06-16
HI RA APPROVED 2020-11-01
  • TX RA
    APPROVED
    Since 2021-10-06
  • WA RA
    APPROVED
    Since 2021-06-16
  • HI RA
    APPROVED
    Since 2020-11-01

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 11/2019 Present
Bank Of America Falmouth MA 11/2018 11/2019
The Phyo Nyi Nyi Kyaw Memorial Foundation Cambridge MA 08/2012 Present
Mit China Program Cambridge MA 09/2011 12/2019
Vbikes Technology Dallas TX 01/2017 01/2018
Bank Of America, N.A Honolulu HI 01/2020 Present
  • 11/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Honolulu, HI
  • 11/2018 → 11/2019
    Bank Of America
    Falmouth, MA
  • 08/2012 → Present
    The Phyo Nyi Nyi Kyaw Memorial Foundation
    Cambridge, MA
  • 09/2011 → 12/2019
    Mit China Program
    Cambridge, MA
  • 01/2017 → 01/2018
    Vbikes Technology
    Dallas, TX
  • 01/2020 → Present
    Bank Of America, N.A
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
  • S66 Uniform Combined State Law Examination
    2020-10-28

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
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Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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